About Roger

Roger LiptonRoger is an investment professional with over 4 decades of experience specializing in chain restaurants and retailers, as well as macro-economic and monetary developments. After earning a BSME from R.P.I. and an MBA from Harvard, he began  following the restaurant industry as well as the gold mining industry. While he originally followed  companies such as Church’s Fried Chicken, Morrison’s Cafeterias and others, over the years he invested in companies such as Panera Bread and shorted companies such as Boston Chicken (as described in Chain Leader Magazine to the left) . He also invested in gold mining stocks and studied the work of Harry Browne, the world famous author and economist, who predicted the 2000% move in the price of gold in the 1970s. Roger has republished the world famous first book of Harry Browne, and offers it free with each subscription to this website. In the late 1970s, Roger left Wall Street to build and operate a chain of 15 Arthur Treacher’s Fish & Chips stores in Canada. In 1980 he returned to New York, and for the next 13 years worked at   Ladenburg, Thalmann & Co., Inc. where he managed the Lipton Research Division, specializing (naturally) in the restaurant industry. While at Ladenburg he sponsored an annual Restaurant  Conference for investment professionals, with keynote speakers that included Norman Brinker, Dave Thomas, Jim Collins(Sizzler & KFC), Jim Patterson (Long John Silver’s), Allan Karp (KarpReilly) and Ted Levitt (legendary HBS marketing professor). Roger formed his own firm, Lipton Financial Services, Inc. in 1993, to invest in restaurant and retail  companies. During the last several years, while continuing to follow the restaurants and retail industries, he has returned to his study of precious metals, and expects gold and silver to appreciate substantially as a result of uncontrolled worldwide deficit spending and paper money creation.

The Bottom Line: Roger Lipton is uniquely equipped as an investor, analyst, investment banker and advisor. He has advised institutional investors, underwritten public offerings, counseled on merger transactions and served on Board(s) of Directors, public and private, and personally managed a successful  investment partnership specializing in restaurants/retail.  He has studied great success stories over the last 40 years, from McDonalds to Shake Shack. Even more important he has watched scores of companies stumble and sometimes fail. It is this insight that Roger brings to this website. His   post, dated 9/30/15, called “VISIT THE GRAVEYARD…..” lists a long list (though only a sample) of companies that have come and gone over the length of Roger’s investment career. This platform is his way of maintaining a dialogue with other professionals in the field, improving his own investment results, at the same time enhancing capital returns for operators and investors alike.